Research-backed model portfolios.

Services provided to investors / Disclosures

• To disclose, information that is material for the client to make an informed decision, including details of its business activity, disciplinary history, the terms and conditions of research services, details of associates, risks and conflicts of interest, if any.
• To disclose the extent of use of Artificial Intelligence tools in providing research services.
• To disclose, while distributing a third party research report, any material conflict of interest of such third party research provider or provide web address that directs a recipient to the relevant disclosures.
• To disclose any conflict of interest of the activities of providing research services with other activities of the research analyst.
• To distribute research reports and recommendations to the clients without discrimination.
• To maintain confidentiality w.r.t publication of the research report until made available in the public domain.
• To respect data privacy rights of clients and take measures to protect unauthorized use of their confidential information.
• To disclose the timelines for the services provided by the research analyst to clients and ensure adherence to the said timelines.
• To provide clear guidance and adequate caution notice to clients when providing recommendations for dealing in complex and high-risk financial products/services. To treat all clients with honesty and integrity.
• To ensure confidentiality of information shared by clients unless such information is required to be provided in furtherance of discharging legal obligations or a client has provided specific consent to share such information.

Details of grievance redressal mechanism and how to access it

Investor can lodge complaint/grievance against the Research Analyst in the following ways:

• Mode of filing the complaint with research analyst — In case of any grievance / complaint, an investor may approach the concerned Research Analyst who shall strive to redress the grievance immediately, but not later than 21 working days of the receipt of the grievance.
• Mode of filing the complaint on SCORES or with RAASB — SCORES 2.0 (a web based centralized grievance redressal system of SEBI for facilitating effective grievance redressal in time-bound manner) — https://scores.sebi.gov.in. Two level review: first review by the designated body (RAASB), second review by SEBI.
• If the investor is not satisfied with the resolution provided by the Market Participants, the investor has the option to file the complaint / grievance on the SMARTODR platform for its resolution through online conciliation or arbitration — https://smartodr.in.

Rights of investors

• Right to Privacy and Confidentiality.
• Right to Transparent Practices.
• Right to fair and Equitable Treatment.
• Right to Adequate Information.
• Right to Initial and Continuing Disclosure — right to receive information about all the statutory and regulatory disclosures.
• Right to Fair & True Advertisement.
• Right to Awareness about Service Parameters and Turnaround Times — right to be informed of the timelines for each service.
• Right to be Heard and Satisfactory Grievance Redressal — right to have timely redressal.
• Right to Exit from a financial product or service in accordance with the terms and conditions agreed with the research analyst.
• Right to receive clear guidance and caution notice when dealing in Complex and High-Risk Financial Products and Services.
• Additional rights to vulnerable consumers — right to get access to services in a suitable manner even if differently abled; right to provide feedback on the financial products and services used; right against coercive, unfair and one-sided clauses in financial agreements.

Expectations from the investors (Responsibilities of investors)

• Always deal with SEBI registered Research Analyst.
• Ensure that the Research Analyst has a valid registration certificate.
• Check for SEBI registration number. Please refer to the list of all SEBI registered Research Analysts available on the SEBI website.
• Always pay attention towards disclosures made in the research reports before investing.
• Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments. You may make payment of fees through the Centralized Fee Collection Mechanism (CeFCoM) of RAASB if the research analyst has opted for the mechanism (applicable for fee paying clients only).
• Before buying/selling securities or applying in a public offer, check for the research recommendation provided by your Research Analyst.
• Ask all relevant questions and clear your doubts with your Research Analyst before acting on a recommendation.
• Seek clarifications and guidance on research recommendations from your Research Analyst, especially if it involves complex and high risk financial products and services.

Complaint data disclosed monthly, as required by SEBI. Data for the month ending: 31st October 2026.

Number of impersonation complaints received: 0 (these may be excluded from totals after due process).

Trend of monthly complaint disposal

* Resolved includes previous months' complaints resolved this month. # Pending includes complaints pending at month end. ^ Avg time = total resolution days ÷ number of resolved complaints.

As a SEBI Registered Research Analyst, we believe that investor service is an essential part of building trust and sustaining long-term relationships. Our aim is to ensure that every investor receives prompt, fair, and respectful service across all communication points.

How to raise a complaint

If you are not satisfied with our services and would like to lodge a complaint, we encourage you to first reach out to us directly:

• Name: Sourabh Nahta
• Mobile: +91 9406875758
• Email: plugandinvestsupport@gmail.com
• Address: 34 Shanti Nagar, Ratlam, Madhya Pradesh - 457001

All complaints will be resolved on a best-effort basis within 21 working days from the date of receipt.

Escalation to Principal Officer

If you are still not satisfied with the response or the handling of your complaint by our grievance team, you can write to Sourabh Nahta, Principal Officer, at plugandinvestsupport@gmail.com with complete details.

Escalation to SEBI (after 21 working days)

If your complaint is not resolved within a period of 21 working days, you may refer your complaint to the regulator — the Securities and Exchange Board of India (SEBI) — through the SCORES platform: https://scores.sebi.gov.in. Two level review: first review by the designated body (RAASB), second review by SEBI. SEBI toll-free helpline: 1800 22 7575 / 1800 266 7575.

SMART ODR Platform

If the investor is not satisfied with the resolution provided through SCORES, they may file the complaint/grievance on the SMART ODR platform for resolution through online conciliation or arbitration: https://smartodr.in/login.

Physical filing of complaints with SEBI

Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

• Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
• Registration granted by SEBI, enlistment with BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
• Client information collected through this website is kept confidential and is used only for compliance and communication purposes.
• The Company does not offer assured returns, guaranteed profits, or fixed income products in any form.
• The Company does not operate any profit-sharing scheme, trading services, Portfolio Management Services (PMS), nor does it handle client funds or securities.
• The Company is not affiliated with any other intermediaries and does not receive any brokerage, commission, or consideration from any third party.
• No penalties or directions have been issued against the Company by SEBI or any other regulatory authority under the SEBI Act or otherwise.
• The Company does not recommend any stock broker or other intermediary to its clients and does not receive any remuneration, compensation, or benefit from any such intermediary.
• Investment in equity shares involves inherent risks. While sincere efforts are made to provide accurate analysis based on reliable sources, the Company does not guarantee the completeness or accuracy of the information. This material is for informational purposes only, and the Company is not responsible for any loss arising from its use.
• The Company does not provide any promise or assurance of a favourable view for any industry, sector, or business group. Investors are advised to consider their financial condition and risk appetite before making any investment decisions.
• The Company, its directors, or employees may hold positions in the securities recommended.
• Research recommendations are provided only to clients entitled to receive such reports. No client, third party, or any other person is permitted to copy, forward, or share the Company's research reports, calls, messages, or any information in any form. Any violation may result in legal action.
• The Company ensures that its research analysts function independently and are separated from sales, trading, dealing, corporate finance, or other activities that may affect the objectivity of research.
• Any view or opinion provided on a specific position, if requested by a client, shall be treated as an opinion and not as investment advice. The Company shall not be liable for any losses arising from reliance on such opinions.
• The Company does not have any association with issuers of securities or products, ensuring there are no actual or potential conflicts of interest and that research independence is maintained.
• Stock trading is inherently risky, and investors agree to bear full responsibility for their investment and trading decisions.
• Simulated or illustrative results do not represent actual trading performance, and no representation is made that similar results will be achieved.
• Investors alone bear the entire cost and risk of any trading activity undertaken. The Company and its employees shall not be liable for any losses arising from the use of information provided.
• Investors are encouraged to use the Company's services as a resource to support their own independent research and decision-making.
• Content shared on social media platforms (such as Twitter, Facebook, Telegram, YouTube, etc.) is for educational and illustrative purposes only and should not be considered as investment advice or recommendations.
• Investors are advised to be cautious of fake profiles, messages, or payment links. The Company shall not be responsible for losses caused by fraudsters impersonating the Company or its representatives.
• Past performance is not indicative of future results. Market conditions may change rapidly.

Plug and Invest Consulting Private Limited is registered with SEBI as a Non-Individual Research Analyst under Registration No. INH000030472, dated 30 September 2026, with the registered address 34 Shanti Nagar, Ratlam, Madhya Pradesh - 457001.

Plug and Invest Consulting Private Limited provides research recommendations based on Fundamental Analysis and Technical Analysis.

• There are no outstanding litigations, and no disciplinary actions have been taken against Plug and Invest Consulting Private Limited by SEBI or any other authority.
• The Company has exercised due diligence in checking the correctness and authenticity of the information contained herein, so far as it relates to current and historical information, but does not guarantee its accuracy or completeness. The opinions expressed are based on its current research as of the date appearing in the material and may be subject to change from time to time without notice.
• The Company does not accept any liability arising from the use of this document or the information contained herein. Recipients should rely on their own judgment and take their own professional advice before acting on this information.
• The Company shall not in any way be responsible for any loss or damage that may arise to any person from any inadvertent error in the information contained, views and opinions expressed in this publication.
• The Company or its associates, including relatives, do not hold any financial interest in the subject company; do not have any actual/beneficial ownership of more than 1% in the company; and do not have any other material conflict of interest.
• The Company or its associates are not affiliated with any other intermediaries and have not received any brokerage or commission from any third party.
• The Company or its associates have not received any compensation from the company covered by the Research Analyst during the past twelve months.
• The Company or its associates have not managed or co-managed a public offering of securities of the company during the past twelve months.
• The Company or its associates have not served as an officer, director or employee of the company and have not been engaged in the market-making activity of the company.
• The Company has ensured that the information and facts stated in the research report are sourced from reliable and publicly available sources. Investors are advised to independently evaluate market conditions and associated risks before making any investment decisions.
• The Company may use Artificial Intelligence (AI) tools as part of its research process to enhance analysis, efficiency, and data interpretation.

If you have a grievance, you can reach out to our support team for assistance. These details help complainants approach the Research Analyst before filing a complaint with SEBI. We aim to resolve all grievances within 21 working days from the date of receipt.

If your grievance is not resolved within this timeframe, you can escalate it to SEBI's SCORES platform: scores.sebi.gov.in. If you are unsatisfied with the resolution provided through our support or the SCORES platform, you can access the Online Dispute Resolution (ODR) Portal: smartodr.in.

Since SEBI Research Analyst registration was granted on 30 September 2026, the requirement for conducting the Annual Compliance Audit is not yet applicable.

The Annual Compliance Audit will be conducted as per SEBI requirements once it becomes applicable for the subsequent financial year(s). The Audit Report will be made available to investors or the regulatory authority upon request.

Head Office

Securities and Exchange Board of India, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (East), Mumbai, Maharashtra – 400051.

Local Office

NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi - 110023.

In accordance with Regulation 24(2) of the SEBI (Research Analyst) Regulations, 2014, Plug and Invest Consulting Private Limited shall maintain the following Code of Conduct:

Honesty and Good Faith

The Company shall act honestly, fairly, and in good faith in the conduct of its research activities.

Diligence

The Company shall act with due skill, care, and diligence and shall ensure that research reports are prepared after thorough analysis and appropriate verification.

Conflict of Interest

The Company shall effectively identify, manage, and disclose any conflict of interest that may affect the objectivity or impartiality of its research analysis or research reports.

Insider Trading and Front Running

The Company shall not engage in insider trading or front running of its own research reports or recommendations.

Confidentiality

The Company shall maintain the confidentiality of research reports and related information until such reports are made public or shared with entitled clients.

Professional Standards

The Company, being engaged in research analysis, shall observe high standards of integrity, fairness, and professionalism while preparing and disseminating research reports.

Compliance

The Company shall comply with all applicable laws, rules, regulations, circulars, and guidelines issued by SEBI and other regulatory authorities governing its business activities.

Responsibility of Senior Management

The senior management of the Company shall bear primary responsibility for ensuring the maintenance of appropriate standards of conduct, effective internal controls, and adherence to proper procedures.